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The FCA aims to enforce compliance and ensure that firms are subsequent the rules and regulations set forth during the FCA handbook. In amazing conditions, the FCA normally takes crisis action and stop brokers from opening new trades for purchasers, or suspend (or simply revoke) a broker’s license if there happen to be substantial compliance fail

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CMC Marketplaces is also publicly traded – to become publicly traded, brokers must make many community disclosures for compliance reasons. Read our complete-duration review of CMC Marketplaces.Together with examining that a broker is regulated and verifying their credentials, it’s vital that you go through reviews from neutral sources – just

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